Broker Check

One Pager

Name:  Waddell & Reed, Inc.

Founded:  1937 

Number of offices: 400+ across the U.S. 

Local office:  Virginia Beach, VA

Business Hours: By appointment only.  8:30 am - 4:00 pm Monday-Friday  ph: 757-769-8740 or email mrbarclift01@wradvisors.com  

Primary service area: Virginia, North Carolina, Maryland

Business model: Fee based, registered investment advisor, broker dealer, and licensed insurance agent

Securities and Investment Advisory Services offered through Waddell & Reed, Inc., a Broker/Dealer, Member FINRA/SIPC and a Federally Registered Investment Advisor.

Insurance products offered through insurance companies with which Waddell & Reed has sales arrangements.

Individual practice focus:  Comprehensive financial planning, insurance services, educational savings planning, investment advice, portfolio management, and retirement planning

Organization:  Team of three licensed financial advisors and two dedicated operational and administrative staff personnel operating out of a physical business office in a commercial office complex. Technical and product support provided by various internal (Waddell & Reed, Inc.) service teams and external business partners.

Social media presence: Yes

Virtual (online) meetings:  Yes 

Educational presentation events: Yes

Phone Consultations: Yes

Legal advice and document review: No

Tax advice: No

Banking and mortgage service: No

Background Check:  FINRA Broker Check: https://brokercheck.finra.org/

10/19